Risk – Regularity Risk

Job details

Location: NSW - Sydney
Reference: Ad-42500
Posted: over 1 year ago

Job description

The Firm:
It is refreshing to be working with such forward thinking, market leading Partners within the Financial Services, Risk & Compliance space.

This consultancy has hired a handful of industry and regulator specialists throughout 2019 with efforts to continue developing their capabilities whilst also tasked to lead intricate projects across the Australian Financial Services market.
Such projects of which have been recently won by the business in Q3/Q4 2019 - teeing the New Year up to be a turning point not only for the Australian Risk & Compliance market but also the businesses operations within it.

A small to medium size outfit presently made up of a complement of seasoned, internationally experienced professionals who offer their clients intelligent timely and detailed insight, empowerment to effect change across necessary lines.

My client provides a platform to not only exercise your skill set but also offers the opportunity to diversify and develop it in autonomous environment.
The Role:
Is best articulated over the phone or in person - contextualised by company and market insights. That said, there will be positions forthcoming at Associate, Senior Associate and Manager level.
In light of the business approach to the work past, present and upcoming it is worth mentioning the exposures on these gigs are unparalleled to what you’d receive at ‘said levels’ amongst their local competitors in both small and large firms
The expectations:

  • Detailed regulatory knowledge - AUSTRAC & APRA
  • Policy and procedure review
  • Policy and procedure writing
  • Strong relationship, communication and senior stakeholder management skills
  • Report writing
  • Internal Audit

Desirable skill set:

  • Worked within a risk & compliance department in the financial services space
  • Experienced on ASIC / APRA regulation
  • Project management

The Expression of Interest:
The rationale here is to encourage whilst achieve a conversation between my client and this person (a person who qualifies whilst is also confident in their capabilities all the way through to execution) to talk through upcoming 2020 Risk & Compliance business (of which they’ll work together on). This is not a drill and the trigger will be pulled in Q1 2020 – be ready for when my client is!
Let’s talk in more detail on the phone – in the meantime please forward your interests/application to

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